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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2020

Feb 5, 2020

31853_dirs_2020-02-05_f39d859b-45a7-4afb-a57c-d8ab73dfc5a1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2020-02-03

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-03 Common Stock, $.001 par value A 59127 $0.00 Acquired 120672 Direct

Footnotes

F1: The Restricted Stock Units (RSUs) were granted under the Company's 2013 Equity Incentive Plan, as amended. One-sixteen of the RSUs vest every three months commencing on January 21, 2020.