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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2020

Jun 16, 2020

31853_dirs_2020-06-16_aa51fb3a-8d38-4316-acbe-7a05087c0b18.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2020-06-12

Reporting Person: Loboa Elizabeth G (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-12 Common Stock, $.001 par value A 13053 Acquired 13053 Direct

Footnotes

F1: These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2020 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 4, 2020, until all shares have vested.