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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2020

Jul 22, 2020

31853_dirs_2020-07-22_8198f6db-0bfd-44d7-b78f-3dcaec32be31.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2020-07-20

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-07-20 Common Stock, $.001 par value S 1080 $12.00 Disposed 104379 Direct

Footnotes

F1: These sales were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 14, 2020.