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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2020
Oct 26, 2020
31853_dirs_2020-10-26_c832c171-42cb-4d36-b071-251443ab3390.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2020-10-22
Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-22 | Common Stock, $.001 par value | F | 684 | $10.65 | Disposed | 99398 | Direct |
| 2020-10-22 | Common Stock, $.001 par value | F | 603 | $10.65 | Disposed | 98795 | Direct |
| 2020-10-22 | Common Stock, $.001 par value | F | 379 | $10.65 | Disposed | 98416 | Direct |
| 2020-10-22 | Common Stock, $.001 par value | F | 1552 | $10.65 | Disposed | 96864 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 21, 2017.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.