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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2020

Dec 14, 2020

31853_dirs_2020-12-14_c536475d-4967-4989-92d6-aaa3e01470a2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2020-12-11

Reporting Person: Lin Che-Wei (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-11 Common Stock, $.001 par value P 25401 $7.8235 Acquired 91764 Direct

Footnotes

F1: The shares were purchased in multiple transactions on December 11, 2020 at an actual sale price ranging from $7.70 to $7.91 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.