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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2019

Jan 24, 2019

31853_dirs_2019-01-24_d18abc77-2706-47cb-8cf3-5623284557df.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2019-01-22

Reporting Person: Kuo David C (General Counsel and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-01-22	Common Stock, $.001 par value	F	404	$16.59	Disposed	28991	Direct
2019-01-22	Common Stock, $.001 par value	F	344	$16.59	Disposed	28647	Direct

Footnotes

F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 21, 2017.

F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.