AI assistant

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

APPLIED OPTOELECTRONICS, INC. Director's Dealing 2019

Feb 4, 2019

31853_dirs_2019-02-04_9575fb51-e106-4195-97d4-7bfcc8f5fdf0.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2019-01-31

Reporting Person: Murry Stefan J. (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-01-31	Common Stock, $.001 par value	F	190	$17.32	Disposed	62065	Direct
2019-02-01	Common Stock, $.001 par value	S	1000	$17.37	Disposed	61065	Direct

Footnotes

F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock award granted on January 30, 2015.

F2: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 14, 2018.