APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2019

Apr 23, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2019-04-22

Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-22	Common Stock, $.001 par value	F	702	$12.59	Disposed	104857	Direct
2019-04-22	Common Stock, $.001 par value	F	600	$12.59	Disposed	104257	Direct
2019-04-22	Common Stock, $.001 par value	F	385	$12.59	Disposed	103872	Direct

Footnotes

F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 21, 2017.

F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.

F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.