APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2019

Jun 4, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2019-05-31

Reporting Person: BLACK RICHARD B (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-31	Common Stock, $.001 par value	A	12806	—	Acquired	49819	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $.001 par value	8162	Indirect

Footnotes

F1: These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2019 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on June 30, 2019, until all shares have vested.

F2: Shares held by Heather Bilandic Black Ttee dtd, of which Mr. Black's spouse is the trustee and beneficial owner.