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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2019

Nov 7, 2019

31853_dirs_2019-11-07_3ddae783-92f1-42cd-b63a-9de3c0ffdbf6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2019-11-05

Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-05 Common Stock, $.001 par value F 702 $10.60 Disposed 98391 Direct

Footnotes

F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock award granted on February 4, 2016.