APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2018

Feb 7, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2018-02-05

Reporting Person: Kuo David C (General Counsel and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-05	Common Stock, $.001 par value	F	281	$32.81	Disposed	20490	Direct
2018-02-06	Common Stock, $.001 par value	A	12768	—	Acquired	33258	Direct

Footnotes

F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock award granted on February 4, 2016.

F2: The Restricted Stock Units (RSUs) were granted under the Company's 2013 Equity Incentive Plan, as amended. One-sixteenth of the RSUs vest every three months commencing on January 21, 2018.