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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2018

May 18, 2018

31853_dirs_2018-05-18_bb954829-30b7-43c3-8b46-e14a5bf1a1e5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2018-05-16

Reporting Person: Murry Stefan J. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-16 Common Stock, $.001 par value F 2583 $33.3628 Disposed 67622 Direct

Footnotes

F1: The shares were sold in multiple transactions on May 16, 2018 at an actual sale price ranging from $33.35 to $33.375 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.