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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2018

Jun 11, 2018

31853_dirs_2018-06-11_890dc6b2-1144-4ae7-a410-9dfc79ad7aa8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2018-06-07

Reporting Person: Murry Stefan J. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-07 Common Stock, $.001 par value S 3000 $44.2532 Disposed 67695 Direct

Footnotes

F1: The shares were sold in multiple transactions on June 7, 2018 at an actual sale price ranging from $44.25 to $44.275 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.