APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2018

Jun 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2018-06-08

Reporting Person: Lin Chewei (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-08	Common Stock, $.001 par value	A	2535	—	Acquired	48173	Direct
2018-06-11	Common Stock, $.001 par value	F	409	$43.07	Disposed	47764	Direct

Footnotes

F1: These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2018 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 8, 2018, until all shares have vested.

F2: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award, which were effected pursuant to a Rule 10b5-1 trading plan incorporated within such grant award.