APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2018

Aug 28, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2018-08-24

Reporting Person: Kuo David C (General Counsel and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-24	Common Stock, $.001 par value	M	506	$9.96	Acquired	30152	Direct
2018-08-24	Common Stock, $.001 par value	M	300	$13.84	Acquired	30452	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-24	Incentive Stock Option (Right to Buy)	$9.96	M	506	Disposed	2023-09-26	Common Stock $0.01 par value (506)	Direct
2018-08-24	Incentive Stock Option (Right to Buy)	$13.84	M	300	Disposed	2024-01-28	Common Stock $0.01 par value (300)	Direct

Footnotes

F1: Options fully vested.