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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2018

Dec 21, 2018

31853_dirs_2018-12-21_44b60482-72cd-41c2-9704-94b5c98b96aa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2018-12-19

Reporting Person: Murry Stefan J. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-19 Common Stock, $.001 par value S 2000 $15.4043 Disposed 64520 Direct

Footnotes

F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 14, 2018.