APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2017

Feb 23, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2017-02-21

Reporting Person: Kuo David C (General Counsel and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-21	Common Stock, $.001 par value	A	15000	—	Acquired	28849	Direct

Footnotes

F1: The Restricted Stock Units (RSUs) were granted under the Company's 2013 Equity Incentive Plan, as amended, and one-eighth of the RSUs vest every six months commencing on January 21, 2017.