APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2017

Mar 2, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2017-02-28

Reporting Person: Yeh William H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-28	Common Stock, $.001 par value	S	37664	$47.1511	Disposed	81167	Direct

Footnotes

F1: 17,664 shares are jointly held as community property under the name of the reporting person's spouse.

F2: The shares were sold in multiple transactions on February 28, 2017 at an actual sale price ranging from $47.10 to $47.28 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.