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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2017
Mar 9, 2017
31853_dirs_2017-03-09_92627786-9f8b-4e19-b67a-ccb8397a2deb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2017-03-07
Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-07 | Common Stock, $.001 par value | S | 1500 | $53.50 | Disposed | 133242 | Direct |
| 2017-03-07 | Common Stock, $.001 par value | S | 2000 | $54.00 | Disposed | 131242 | Direct |
| 2017-03-07 | Common Stock, $.001 par value | S | 1500 | $54.50 | Disposed | 129742 | Direct |
Footnotes
F1: The shares were sold in multiple transactions on March 7, 2017 at an actual sale price $53.50 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The shares were sold in multiple transactions on March 7, 2017 at an actual sale price $54.00 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The shares were sold in multiple transactions on March 7, 2017 at an actual sale price $54.50 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.