APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2017

Apr 10, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2017-04-06

Reporting Person: BLACK RICHARD B (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-04-06	Common Stock, $.001 par value	S	1000	$44.76	Disposed	42242	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $.001 par value	8162	Indirect

Footnotes

F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2017.

F2: Shares are held by Heather Bilandic Black Ttee dtd, of which Mr. Black's spouse is the trustee and beneficial owner.