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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2017

Jun 1, 2017

31853_dirs_2017-06-01_76dfb6ec-612a-424a-9de5-f12f6a620a47.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2017-05-30

Reporting Person: Lin Chewei (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-30 Common Stock, $.001 par value A 2315 $71.2372 Disposed 51402 Direct

Footnotes

F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award, which were effected pursuant to a Rule 10b5-1 trading plan incorporated within such grant award.