APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2017

Jun 2, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2017-05-31

Reporting Person: Yeh William H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-05-31	Common Stock, $.001 par value	S	10000	$71.01	Disposed	71167	Direct
2017-05-31	Common Stock, $.001 par value	S	10000	$71.3044	Disposed	61167	Direct
2017-06-02	Common Stock, $.001 par value	S	10000	$74.0558	Disposed	51167	Direct

Footnotes

F1: The shares were sold in multiple transactions on May 31, 2017 at an actual sale price ranging from $71.00 to $71.16 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: The shares were sold in multiple transactions on May 31, 2017 at an actual sale price ranging from $71.26 to $71.31 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The shares were sold in multiple transactions on June 2, 2017 at an actual sale price ranging from $73.80 to $74.32 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.