APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2017

Jul 20, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2017-07-18

Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-07-18	Common Stock, $.001 par value	S	10000	$90.0042	Disposed	89742	Direct
2017-07-19	Common Stock, $.001 par value	S	10000	$95.0133	Disposed	79742	Direct

Footnotes

F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2017.

F2: The shares were sold in multiple transactions on July 18, 2017 at an actual sale price ranging from $90.00 to $90.07 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The shares were sold in multiple transactions on July 19, 2017 at an actual sale price ranging from $95.00 to $95.09 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.