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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2017

Nov 14, 2017

31853_dirs_2017-11-14_c6acc159-798a-4f95-b3d1-66ce1ac11024.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2017-11-13

Reporting Person: MOORE ALAN D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-13 Common Stock, $.001 par value P 22400 $44.6003 Acquired 246178 Direct

Footnotes

F1: The shares were purchased in multiple transactions on November 13, 2017 at an actual sale price ranging from $44.10 to $44.99 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.