APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2016

Feb 8, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2016-02-04

Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-04	Common Stock, $.001 par value	A	28000	—	Acquired	97741	Direct

Footnotes

F1: These shares were granted in the form of Restricted Stock Awards (RSAs). The grant vests as to 1/8th of the total number of shares every six calendar months starting on February 4, 2017 until all shares have vested.