APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2016

Mar 21, 2016

SEC Form 4/A — Form 4/A

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2016-03-14

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-03-14	Common Stock, $.001 par value	M	462	$6.00	Acquired	25252	Direct
2016-03-14	Common Stock, $.001 par value	M	167	$6.00	Acquired	25085	Direct
2016-03-14	Common Stock, $.001 par value	M	1335	$6.00	Acquired	23750	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-03-14	Incentive Stock Option (Right to Buy)	$6.00	M	462	Disposed	2019-10-19	Common Stock, $0.001 par value (462)	Direct
2016-03-14	Incentive Stock Option (Right to Buy)	$6.00	M	167	Disposed	2019-10-19	Common Stock, $0.001 par value (167)	Direct
2016-03-14	Incentive Stock Option (Right to Buy)	$6.00	M	1335	Disposed	2020-08-23	Common Stock, $0.001 par value (1335)	Direct

Footnotes

F1: These shares were inadvertently omitted from the reporting person's Form 4 filed on March 16, 2016.

F2: Options fully vested.