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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2016

May 12, 2016

31853_dirs_2016-05-12_1190625b-fab4-4296-b69e-1ced70464dd7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2016-05-11

Reporting Person: Murry Stefan J. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-11 Common Stock, $.001 par value M 1000 $6.00 Disposed 40078 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-11 Non-Qualified Stock Option (Right to Buy) $6.00 M 1000 Disposed 2019-10-19 Common Stock, $0.001 par value (1000) Direct

Footnotes

F1: Options fully vested