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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2016
May 12, 2016
31853_dirs_2016-05-12_1190625b-fab4-4296-b69e-1ced70464dd7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2016-05-11
Reporting Person: Murry Stefan J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-11 | Common Stock, $.001 par value | M | 1000 | $6.00 | Disposed | 40078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-11 | Non-Qualified Stock Option (Right to Buy) | $6.00 | M | 1000 | Disposed | 2019-10-19 | Common Stock, $0.001 par value (1000) | Direct |
Footnotes
F1: Options fully vested
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