APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2016

Jun 8, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2016-06-06

Reporting Person: BLACK RICHARD B (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-06	Common Stock, $.001 par value	A	7011	—	Acquired	41992	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $.001 par value	8162	Indirect

Footnotes

F1: These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2016 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on June 27, 2016, until all shares have vested.

F2: Shares are held by Heather Bilandic Black Ttee dtd, of which Mr. Black's spouse is the trustee and beneficial owner.