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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2016

Jun 20, 2016

31853_dirs_2016-06-20_146a4931-2b2e-4e91-955b-d26bc6f70ca1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2016-06-16

Reporting Person: MOORE ALAN D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-16 Common Stock, $.001 par value P 105000 $10.0759 Acquired 222542 Direct

Footnotes

F1: The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $9.80 to $10.16 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.