APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2016

Sep 14, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2016-09-12

Reporting Person: Murry Stefan J. (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-12	Common Stock, $.001 par value	S	3660	$19.0502	Disposed	35093	Direct

Footnotes

F1: Sold pursuant to a 10b5-1 Plan adopted by the reporting person on 8/9/2016.

F2: The shares were sold in multiple transactions on September 12, 2016 at an actual sale price ranging from $19.00 to $19.15 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.