APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2015

Feb 3, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2015-01-30

Reporting Person: Anselm Klaus Alexander (VP Semiconductor Products)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-01-30	Common Stock	A	4000	—	Acquired	10089	Direct

Footnotes

F1: These shares were granted in the form of Restricted Stock Awards (RSA's). The grant vests as to 1/4th of the total number of shares on January 30, 2016 and thereafter vests and shall continue to vest as to 1/6th of the remainder of the shares in equal semi-annual installments until all shares have vested.