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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2015

Apr 8, 2015

31853_dirs_2015-04-08_a4dae0b3-0699-447a-8dd1-d81f387b3ba2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2015-04-06

Reporting Person: Murry Stefan J. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-04-06 Common Stock, $.001 par value S 4787 $13.1187 Disposed 9545 Direct

Footnotes

F1: Sales were effected pursuant to a Rule 10b5-1 trading plan dated August 19, 2014.

F2: The shares were sold in multiple transactions on April 6, 2015 at an actual sale price ranging from $13.00 to $13.27 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.