APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2015

Aug 12, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2015-08-10

Reporting Person: Chen Min-Chu (Mike) (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-08-10	Common Stock, $.001 par value	S	1000	$22.01	Disposed	4000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $.001 par value	13262	Direct

Footnotes

F1: 1,914 shares are jointly held as community property under the name of the reporting person's spouse.

F2: Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen. Mr. Chen disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein.