APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2014

Feb 27, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2014-02-25

Reporting Person: Anselm Klaus Alexander (VP Semiconductor Products)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-02-25	Common Stock, $.001 par value	M	1000	$6.00	Acquired	4666	Direct
2014-02-25	Common Stock, $.001 par value	F	299	$20.10	Disposed	4367	Direct
2014-02-25	Common Stock, $.001 par value	M	1000	$4.50	Acquired	5367	Direct
2014-02-25	Common Stock, $.001 par value	F	224	$20.10	Disposed	5143	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-02-25	Incentive Stock Option (Right to Buy)	$6.00	M	1000	Disposed	2014-12-31	Common Stock, $0.001 par value (1000)	Direct
2014-02-25	Incentive Stock Option (Right to Buy)	$4.50	M	1000	Disposed	2014-07-31	Common Stock, $0.001 par value (1000)	Direct

Footnotes

F1: Options fully vested.