APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2014

Jan 30, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2014-01-28

Reporting Person: DUNN JAMES L JR (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-01-28	Incentive Stock Option (Right to Buy)	$13.84	A	4400	Acquired	2024-01-28	Common Stock, $0.001 par value (4400)	Direct

Footnotes

F1: The stock option grant vests as to 1/4th of the total number of shares on January 28, 2015 and thereafter vests and shall continue to vest as to 1/6th of the remainder of the shares in equal semi-annual installments until all shares have vested.