APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2014

Nov 7, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2014-11-05

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-11-05	Common Stock, $0.001 par value	M	367	$6.00	Acquired	3773	Direct
2014-11-05	Common Stock, $0.001 par value	M	538	$6.00	Acquired	4311	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.71	Disposed	4211	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.72	Disposed	4111	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.7125	Disposed	4011	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.67	Disposed	3911	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.57	Disposed	3811	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.58	Disposed	3711	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.76	Disposed	3611	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.76	Disposed	3511	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.76	Disposed	3411	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.695	Disposed	3311	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.76	Disposed	3211	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.76	Disposed	3111	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.58	Disposed	3011	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.76	Disposed	2911	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.5801	Disposed	2811	Direct
2014-11-05	Common Stock, $0.001 par value	S	206	$15.77	Disposed	2605	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.8275	Disposed	2505	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.7175	Disposed	2405	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.75	Disposed	2305	Direct
2014-11-05	Common Stock, $0.001 par value	S	105	$15.6	Disposed	2200	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.61	Disposed	2100	Direct

Footnotes

F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated May 13, 2014.