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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2014

Jan 8, 2014

31853_dirs_2014-01-08_d63c9406-bd6e-4560-969d-ee167abef399.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2014-01-06

Reporting Person: Yeh William H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-01-06	Common Stock, $0.001 par value	M	667	$6.00	Acquired	667	Direct
2014-01-06	Common Stock, $0.001 par value	M	222	$6.00	Acquired	222	Direct
2014-01-06	Common Stock, $0.001 par value	M	1400	$6.00	Acquired	1400	Direct
2014-01-06	Common Stock, $0.001 par value	M	1400	$6.00	Acquired	1400	Direct
2014-01-06	Common Stock, $0.001 par value	M	1750	$6.00	Acquired	1750	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-01-06	Non-Qualified Stock Option (Right to Buy)	$6.00	M	667	Disposed	2019-05-29	Common Stock, $0.001 par value (667)	Direct
2014-01-06	Non-Qualified Stock Option (Right to Buy)	$6.00	M	222	Disposed	2019-10-19	Common Stock, $0.001 par value (222)	Direct
2014-01-06	Non-Qualified Stock Option (Right to Buy)	$6.00	M	1400	Disposed	2019-10-19	Common Stock, $0.001 par value (1400)	Direct
2014-01-06	Non-Qualified Stock Option (Right to Buy)	$6.00	M	1400	Disposed	2021-05-17	Common Stock, $0.001 par value (1400)	Direct
2014-01-06	Non-Qualified Stock Option (Right to Buy)	$6.00	M	1750	Disposed	2022-11-13	Common Stock, $0.001 par value (1750)	Direct

Footnotes

F1: Options fully vested.