APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2013

Dec 17, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2013-12-13

Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-12-13	Common Stock, $0.001 par value	M	222	$6.00	Disposed	222	Direct
2013-12-13	Common Stock, $0.001 par value	M	2083	$4.95	Disposed	2083	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-12-13	Incentive Stock Option (Right to Buy)	$6.00	M	222	Acquired	2019-10-19	Common Stock, $0.001 par value (222)	Direct
2013-12-13	Incentive Stock Option (Right to Buy)	$4.95	M	2083	Acquired	2014-07-31	Common Stock, $0.001 par value (2083)	Direct

Footnotes

F1: Options fully vested