APPLIED MATERIALS INC /DE — Director's Dealing 2023

Jan 25, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2021-10-11

Reporting Person: CHEN XUN (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-11	Common Stock	P	29	$128.26	Acquired	29	Indirect
2021-10-14	Common Stock	P	29	$131.57	Acquired	29	Indirect
2021-11-15	Common Stock	P	27	$156.51	Acquired	56	Indirect
2021-11-15	Common Stock	P	28	$156.51	Acquired	57	Indirect
2021-12-15	Common Stock	P	27	$146.65	Acquired	84	Indirect
2021-12-15	Common Stock	P	28	$146.65	Acquired	84	Indirect
2022-01-14	Common Stock	P	28	$163.00	Acquired	112	Indirect
2022-01-14	Common Stock	P	28	$159.89	Acquired	112	Indirect
2022-02-14	Common Stock	P	30	$131.53	Acquired	142	Indirect
2022-02-14	Common Stock	P	30	$131.53	Acquired	142	Indirect
2022-03-08	Common Stock	P	37	$123.26	Acquired	179	Indirect
2022-03-08	Common Stock	P	36	$123.26	Acquired	178	Indirect
2022-06-21	Common Stock	P	20	$94.75	Acquired	199	Indirect
2023-01-20	Common Stock	S	199	$107.80	Disposed	0	Indirect
2023-01-20	Common Stock	S	178	$107.80	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	39868	Direct

Footnotes

F1: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.

F2: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.

F3: Number of shares includes: (a) 21,849 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 1,920 restricted stock units previously reported that are scheduled to vest in March 2023 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.