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APPLIED MATERIALS INC /DE — Director's Dealing 2021
Jan 6, 2021
29806_dirs_2021-01-05_a1aa87c2-3c15-4712-be5c-59e43f537289.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2020-12-31
Reporting Person: Ma Adrianna (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | A | 254 | — | Acquired | 34428 | Direct |
Footnotes
F1: Represents number of restricted stock units automatically acquired based on a value of $86.30 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2020, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors.
F2: Number of shares includes: (a) 26,669 restricted stock units previously reported that have vested and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors and (b) 4,987 restricted stock units previously reported that are scheduled to vest in March 2021 (subject to continued service as a director through the vesting date) and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors.