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APPLIED MATERIALS INC /DE Director's Dealing 2020

Dec 8, 2020

29806_dirs_2020-12-07_b88a8962-c291-4a11-99cc-8cce45007f55.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2020-12-03

Reporting Person: Little Teri A. (SVP, CLO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-03 Common Stock A 12486 Acquired 132687 Direct
2020-12-03 Common Stock A 12486 Acquired 145173 Direct

Footnotes

F1: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2: Number of shares includes 120,201 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning July 1, 2021, subject to continued employment through each applicable vesting date.

F3: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date.