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APPLIED MATERIALS INC /DE Director's Dealing 2017

Jan 5, 2017

29806_dirs_2017-01-04_0f7eba07-1e77-43b5-9def-fb8290251997.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2017-01-01

Reporting Person: READ CHARLES (Corp. VP, Corp. Contrlr. & CAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-01 Common Stock F 3948 $32.27 Disposed 70670 Direct

Footnotes

F1: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2: Number of shares includes 45,937 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in October 2017 and (b) 38,437 shares are scheduled to vest in installments in January of each of 2018 through 2021 (all vesting is subject to continued employment through each applicable vest date).