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APPLIED MATERIALS INC /DE Director's Dealing 2016

Oct 5, 2016

29806_dirs_2016-10-04_84ddf136-6b33-43f7-bcf8-e9b22c4c052c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2016-10-01

Reporting Person: READ CHARLES (Corp. VP, Corp. Contrlr. & CAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-01 Common Stock F 2819 $30.15 Disposed 61328 Direct

Footnotes

F1: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 42,576 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in October 2017 and (b) 35,076 shares are scheduled to vest in installments in each of January of 2017 through 2020 (all vesting is subject to continued employment through each applicable vest date).