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APPLIED MATERIALS INC /DE — Director's Dealing 2015
Apr 3, 2015
29806_dirs_2015-04-02_c86ffd8f-5b46-43b4-a9f7-ea00dc138a9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2015-03-31
Reporting Person: SPLINTER MICHAEL R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-31 | Common Stock | F | 309328 | $22.56 | Disposed | 1617178 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 295.975 | Indirect |
| Common Stock | 300000 | Indirect |
Footnotes
F1: Represents number of shares that were automatically withheld upon vesting of performance shares, performance units and restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Pursuant to a retention and equity award amendment agreement, dated December 20, 2013, between Applied and Mr. Splinter, Mr. Splinter's performance shares, performance units and restricted stock vested in connection with his retirement as an executive officer of Applied on March 31, 2015.
F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.
F3: Increased number of shares reflects dividend reinvestment under 401(k) Plan that are exempt under Rule 16b-3.