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APPLIED MATERIALS INC /DE — Director's Dealing 2011
Mar 3, 2011
29806_dirs_2011-03-02_964518c3-71c0-4a70-a753-9b4429ef12e6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2011-02-21
Reporting Person: EDMAN THOMAS T (Group VP & GM, Display and AKT)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 159193 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $14.41 | 2012-01-16 | Common Stock (3615) | Direct | |
| Employee Stock Option (right to buy) | $14.41 | 2012-01-16 | Common Stock (5114) | Direct | |
| Employee Stock Option (right to buy) | $14.18 | 2012-04-17 | Common Stock (6372) | Direct | |
| Employee Stock Option (right to buy) | $14.18 | 2012-04-17 | Common Stock (2357) | Direct | |
| Employee Stock Option (right to buy) | $6.04 | 2012-07-25 | Common Stock (6503) | Direct | |
| Employee Stock Option (right to buy) | $5.45 | 2012-10-16 | Common Stock (1627) | Direct | |
| Employee Stock Option (right to buy) | $5.45 | 2012-10-16 | Common Stock (4876) | Direct | |
| Employee Stock Option (right to buy) | $10.31 | 2013-01-16 | Common Stock (6503) | Direct | |
| Employee Stock Option (right to buy) | $11.41 | 2013-04-23 | Common Stock (3251) | Direct | |
| Employee Stock Option (right to buy) | $11.41 | 2013-04-23 | Common Stock (3252) | Direct | |
| Employee Stock Option (right to buy) | $16.84 | 2013-07-24 | Common Stock (5444) | Direct | |
| Employee Stock Option (right to buy) | $16.84 | 2013-07-24 | Common Stock (20745) | Direct | |
| Employee Stock Option (right to buy) | $16.98 | 2013-10-22 | Common Stock (26190) | Direct | |
| Employee Stock Option (right to buy) | $21.92 | 2014-01-21 | Common Stock (4562) | Direct | |
| Employee Stock Option (right to buy) | $21.92 | 2014-01-21 | Common Stock (21627) | Direct | |
| Employee Stock Option (right to buy) | $16.86 | 2014-04-21 | Common Stock (26190) | Direct |
Footnotes
F1: Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vesting date).