AI assistant
APPLIED MATERIALS INC /DE — Director's Dealing 2011
Apr 7, 2011
29806_dirs_2011-04-06_dd4997f8-8eed-4751-8ade-7a0374813d20.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2011-04-04
Reporting Person: EDMAN THOMAS T (Group VP & GM, Display and AKT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-04 | Common Stock | M | 3615 | $14.41 | Acquired | 163446 | Direct |
| 2011-04-04 | Common Stock | M | 5114 | $14.41 | Acquired | 168560 | Direct |
| 2011-04-04 | Common Stock | S | 5114 | $15.2928 | Disposed | 163446 | Direct |
| 2011-04-04 | Common Stock | M | 2357 | $14.18 | Acquired | 165803 | Direct |
| 2011-04-04 | Common Stock | S | 2357 | $15.2928 | Disposed | 163446 | Direct |
| 2011-04-04 | Common Stock | M | 6372 | $14.18 | Acquired | 169818 | Direct |
| 2011-04-04 | Common Stock | S | 6372 | $15.2928 | Disposed | 163446 | Direct |
| 2011-04-04 | Common Stock | M | 6503 | $6.04 | Acquired | 169949 | Direct |
| 2011-04-04 | Common Stock | S | 6503 | $15.2928 | Disposed | 163446 | Direct |
| 2011-04-04 | Common Stock | M | 4876 | $5.45 | Acquired | 168322 | Direct |
| 2011-04-04 | Common Stock | S | 4876 | $15.2928 | Disposed | 163446 | Direct |
| 2011-04-04 | Common Stock | M | 1627 | $5.45 | Acquired | 165073 | Direct |
| 2011-04-04 | Common Stock | S | 1627 | $15.2928 | Disposed | 163446 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-04 | Employee Stock Option (right to buy) | $14.41 | M | 3615 | Disposed | 2012-01-16 | Common Stock (3615) | Direct |
| 2011-04-04 | Employee Stock Option (right to buy) | $14.41 | M | 5114 | Disposed | 2012-01-16 | Common Stock (5114) | Direct |
| 2011-04-04 | Employee Stock Option (right to buy) | $14.18 | M | 2357 | Disposed | 2012-04-17 | Common Stock (2357) | Direct |
| 2011-04-04 | Employee Stock Option (right to buy) | $14.18 | M | 6372 | Disposed | 2012-04-17 | Common Stock (6372) | Direct |
| 2011-04-04 | Employee Stock Option (right to buy) | $6.04 | M | 6503 | Disposed | 2012-07-25 | Common Stock (6503) | Direct |
| 2011-04-04 | Employee Stock Option (right to buy) | $5.45 | M | 4876 | Disposed | 2012-10-16 | Common Stock (4876) | Direct |
| 2011-04-04 | Employee Stock Option (right to buy) | $5.45 | M | 1627 | Disposed | 2012-10-16 | Common Stock (1627) | Direct |
Footnotes
F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date).