Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

APPLIED MATERIALS INC /DE Director's Dealing 2011

Apr 7, 2011

29806_dirs_2011-04-06_dd4997f8-8eed-4751-8ade-7a0374813d20.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2011-04-04

Reporting Person: EDMAN THOMAS T (Group VP & GM, Display and AKT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-04-04 Common Stock M 3615 $14.41 Acquired 163446 Direct
2011-04-04 Common Stock M 5114 $14.41 Acquired 168560 Direct
2011-04-04 Common Stock S 5114 $15.2928 Disposed 163446 Direct
2011-04-04 Common Stock M 2357 $14.18 Acquired 165803 Direct
2011-04-04 Common Stock S 2357 $15.2928 Disposed 163446 Direct
2011-04-04 Common Stock M 6372 $14.18 Acquired 169818 Direct
2011-04-04 Common Stock S 6372 $15.2928 Disposed 163446 Direct
2011-04-04 Common Stock M 6503 $6.04 Acquired 169949 Direct
2011-04-04 Common Stock S 6503 $15.2928 Disposed 163446 Direct
2011-04-04 Common Stock M 4876 $5.45 Acquired 168322 Direct
2011-04-04 Common Stock S 4876 $15.2928 Disposed 163446 Direct
2011-04-04 Common Stock M 1627 $5.45 Acquired 165073 Direct
2011-04-04 Common Stock S 1627 $15.2928 Disposed 163446 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-04-04 Employee Stock Option (right to buy) $14.41 M 3615 Disposed 2012-01-16 Common Stock (3615) Direct
2011-04-04 Employee Stock Option (right to buy) $14.41 M 5114 Disposed 2012-01-16 Common Stock (5114) Direct
2011-04-04 Employee Stock Option (right to buy) $14.18 M 2357 Disposed 2012-04-17 Common Stock (2357) Direct
2011-04-04 Employee Stock Option (right to buy) $14.18 M 6372 Disposed 2012-04-17 Common Stock (6372) Direct
2011-04-04 Employee Stock Option (right to buy) $6.04 M 6503 Disposed 2012-07-25 Common Stock (6503) Direct
2011-04-04 Employee Stock Option (right to buy) $5.45 M 4876 Disposed 2012-10-16 Common Stock (4876) Direct
2011-04-04 Employee Stock Option (right to buy) $5.45 M 1627 Disposed 2012-10-16 Common Stock (1627) Direct

Footnotes

F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date).