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APPLIED MATERIALS INC /DE — Director's Dealing 2010
Mar 4, 2010
29806_dirs_2010-03-03_d1961896-dcf1-496c-85fa-ae4461301317.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2010-03-01
Reporting Person: Weatherford Yvonne (VP, Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-01 | Common Stock | M | 10000 | $11.75 | Acquired | 207290 | Direct |
| 2010-03-01 | Common Stock | S | 10000 | $12.4302 | Disposed | 197290 | Direct |
| 2010-03-01 | Common Stock | M | 14000 | $11.75 | Acquired | 211290 | Direct |
| 2010-03-01 | Common Stock | S | 14000 | $12.4302 | Disposed | 197290 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-01 | Employee Stock Option (right to buy) | $11.75 | M | 10000 | Disposed | 2010-03-12 | Common Stock (10000) | Direct |
| 2010-03-01 | Employee Stock Option (right to buy) | $11.75 | M | 14000 | Disposed | 2010-03-12 | Common Stock (14000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3876.701 | Indirect |
Footnotes
F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date).
F2: Increased number of shares reflects periodic payroll acquisitions under the 401(k) Plan that are exempt under Rule 16b-3.