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APPLIED MATERIALS INC /DE — Director's Dealing 2007
Aug 22, 2007
29806_dirs_2007-08-21_112fe460-fde5-4055-84de-69efd8518356.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2007-08-17
Reporting Person: Almogy Gilad (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-08-17 | Common Stock | M | 40000 | $15.07 | Acquired | 197050 | Direct |
| 2007-08-17 | Common Stock | S | 40000 | $20.72 | Disposed | 157050 | Direct |
| 2007-08-17 | Common Stock | M | 30000 | $15.07 | Acquired | 187050 | Direct |
| 2007-08-17 | Common Stock | S | 30000 | $20.6946 | Disposed | 157050 | Direct |
| 2007-08-17 | Common Stock | M | 37500 | $16.12 | Acquired | 194550 | Direct |
| 2007-08-17 | Common Stock | S | 37500 | $20.6974 | Disposed | 157050 | Direct |
| 2007-08-17 | Common Stock | M | 37500 | $16.12 | Acquired | 194550 | Direct |
| 2007-08-17 | Common Stock | S | 37500 | $20.7067 | Disposed | 157050 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-08-17 | Employee Stock Option (right to buy) | $15.07 | M | 40000 | Disposed | 2009-11-19 | Common Stock (40000) | Direct |
| 2007-08-17 | Employee Stock Option (right to buy) | $15.07 | M | 30000 | Disposed | 2009-11-19 | Common Stock (30000) | Direct |
| 2007-08-17 | Employee Stock Option (right to buy) | $16.12 | M | 37500 | Disposed | 2011-11-03 | Common Stock (37500) | Direct |
| 2007-08-17 | Employee Stock Option (right to buy) | $16.12 | M | 37500 | Disposed | 2011-11-03 | Common Stock (37500) | Direct |
Footnotes
F1: Number of shares includes 157,050 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 75,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/07 and 82,050 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07 (subject to continued employment).
F2: 25,000 shares became exercisable on each of 7/15/05, 7/15/06 and 7/15/07; and 25,000 shares become exercisable on 7/15/08, subject to continued employment.