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APPLIED MATERIALS INC /DE — Director's Dealing 2007
Sep 6, 2007
29806_dirs_2007-09-05_3d45699a-383f-4801-97bc-d2ec8335a9d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2007-08-31
Reporting Person: JANKER FRANZ (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-08-31 | Common Stock | F | 5363 | $21.36 | Disposed | 366190 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 32204.38 | Indirect |
Footnotes
F1: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 330,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 300,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).
F3: Increased number of shares reflects periodic payroll acquisitions, dividend reinvestment and periodic allocation of accrued interest to all participants under 401(k) Plan that are exempt under Rule 16b-3.