Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Apple Inc. Director's Dealing 2021

Feb 3, 2021

29735_dirs_2021-02-03_63aa0927-be88-46a5-bb93-784acce27f15.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2021-02-01

Reporting Person: Adams Katherine L. (SVP, GC and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-01 Common Stock S 1908 $131.79 Disposed 331673 Direct
2021-02-01 Common Stock S 2902 $132.85 Disposed 328771 Direct
2021-02-01 Common Stock S 4762 $133.82 Disposed 324009 Direct
2021-02-01 Common Stock S 7428 $134.56 Disposed 316581 Direct

Footnotes

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $131.25 to $132.17; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3: The number of securities reported reflects the acquisition on January 29, 2021 of 229 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021.

F4: This transaction was executed in multiple trades at prices ranging from $132.26 to $133.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5: This transaction was executed in multiple trades at prices ranging from $133.26 to $134.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F6: This transaction was executed in multiple trades at prices ranging from $134.27 to $135.24; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.